Propensity matched analysis of longterm outcomes following transcatheter based aortic valve implantation versus classic aortic valve replacement in patients with previous cardiac surgery

Abstract

Background

The aim of this study was to compare outcome of patients with previous cardiac surgery undergoing transapical aortic valve implantation (Redo-TAVI) to those undergoing classic aortic valve replacement (Redo-AVR) by using propensity analysis.

Methods

From January 2005 through May 2012, 52 high-risk patients underwent Redo-TAVI using a pericardial xenograft fixed within a stainless steel, balloon-expandable stent (Edwards SAPIEN™). During the same period of time 167 patients underwent classic Redo-AVR. Logistic regression analysis was used to identify covariates among 11 baseline patient variables including the type of initial surgery. Using the significant regression coefficients, each patient’s propensity score was calculated, allowing selectively matched subgroups of 40 patients each. Initial surgery included coronary artery bypass grafting in 30 patients, aortic valve replacement in 7 patients and mitral valve reconstruction in 3 patients in each group. Follow-up was 4 ± 2 years and was 100% complete.

Results

Postoperative chest tube drainage (163 ± 214 vs. 562 ± 332 ml/24 h, p = 0.02) and incidence of early permanent neurologic deficit (0 vs. 13%, p = 0.04) was lower in patients with Redo-TAVI and there was a trend towards improved 30-day survival (p = 0.06). Also we detected a decreased ventilation time (p = 0.04) and lower transfusion rate of allogenic blood products (p ≤ 0.05) in the Redo-TAVI group. At late follow up differences regarding incidence of major adverse events, including death and permanent neurologic deficits (25% vs. 43%, p = 0.01) statistically supported early postoperative findings.

Conclusion

The encouraging results regarding early and long-term outcomes following TAVI in patients with previous cardiac surgery show, that this evolving approach may be particularly beneficial in this patient cohort.

Background

High-risk patients with severe symptomatic degenerative aortic stenosis (AS) who had previously undergone cardiac operation represent a surgically challenging patient cohort[1, 2]. Mediastinal reentry during cardiac reoperations especially in patients with previous coronary artery bypass grafting (CABG) bears an elevated risk of myocardial and graft injury and is associated with an increased periprocedural morbidity and mortality[3]. Currently, surgical aortic valve replacement (AVR) represents the gold standard of treatment of degenerative AS with appropriate long-term outcomes[3, 4].

Transcatheter based aortic valve implantation (TAVI) has been suggested as an alternative to classic surgery especially in patients with severe comorbidities carrying an unacceptably high perioperative risk and has been demonstrated to be non-inferior to AVR in this patient cohort[5–8]. Due to the minimally invasive nature of this approach that eliminates the need of cardiopulmonary bypass (CPB) and myocardial protection issues, TAVI may be particularly helpful in elderly high risk redo patients.

The aim of this study was to compare outcome of patients with previous cardiac surgery undergoing transapical aortic valve implantation (Redo-TAVI) to those undergoing classic aortic valve replacement (Redo-AVR) by using propensity analysis.

Methods

Study design and patient population

This report represents a comparative retrospective single-centre study. Patient data were prospectively collected during treatment using standardized forms to record demographic and clinical characteristics as well as procedural and follow up data. Follow up was obtained postoperatively at 30 days, 6 months and annually based on the medical records and on physician and patient interviews. Since stroke represents a devastating complication following cardiac surgery with a dramatic impairment of quality of life we additionally analyzed the incidence of major adverse events (stroke and death) at late follow-up using Kaplan Meier analysis. All patients underwent transthoracic echocardiography at the time of discharge, at 6 moths, 12 months and yearly thereafter. Full data were obtained in all patients. The mean follow-up was 4 ± 2 years. The local Ethics Committee at the Hospital of the Johann Wolfgang Goethe University, Frankfurt/Main, Germany approved the study protocol and individual patient consent was waived.

Between January 2005 and May 2012, 52 high risk patients underwent Redo-TAVI and 167 Redo-AVR after pervious cardiac surgery. All Redo-TAVI and Redo-AVR procedures were performed at the Division of Thoracic and Cardiovascular Surgery of Johann Wolfgang Goethe University, Frankfurt Main, Germany. Using the significant regression coefficients, each patient’s propensity score was calculated, allowing selectively matched subgroups of 40 patients each. Patient demographics and baseline data of the matched subgroups are reported in Table 1. As a result of our matching process preoperative comorbidities and other important clinical variables were comparable between the two groups. Prior to surgery, the mean transvalvular gradient was considerably increased (Redo-TAVI: 57 ± 21 mmHg vs. Redo-AVR: 51 ± 16 mmHg; p = 0.56) and the aortic valve orifice area (Redo-TAVI: 0.63 ± 0.29 cm vs. Redo-AVR: 0.68 ± 0.31 cm; p = 0.65) severely reduced in both groups.

Table 1 Baseline characteristics of the propensity-matched patients of the Redo-TAVI and Redo-AVR group

Patient selection for TAVI in patients with previous cardiac surgery (Redo-TAVI): inclusion criteria

High-risk patients who had previously undergone cardiac operation with severe symptomatic aortic stenosis and an aortic valve orifice area of 0.8 cm² or less were selected for the purpose of this study. The baseline operative risk was estimated by the logistic EuroSCORE and the according STS risk score[9–13]. High risk was defined by a logistic EuroSCORE predicted risk for mortality greater than 20% or a STS risk score greater than 10%. Additional inclusion criteria were an age of 75 years or older and symmetrically distributed calcification of the stenotic native aortic valve cusps. The therapeutic option of Redo-TAVI was discussed extensively with all patients considered suitable for inclusion in the study, focusing on the overall risk profile of the individual patient, on the preoperative activities of daily living, the motivation of the individual patient, and on the ongoing results of the new technique. The choice of treatment was made at the discretion of the heart team, consisting of cardiac surgeons and interventional cardiologists. Preinterventional patient screening included transthoracic and transesophageal echocardiography as well as coronary artery angiography for exclusion of coronary heart disease. Applying these guidelines, we treated 52 consecutive patients who had previously undergone cardiac surgery between January 2005 and May 2012 with an average logistic EuroSCORE predicted risk for mortality of 25 ± 5% and an according STS risk score of 11 ± 4%. Patient demographics of the propensity-matched patients in the Redo-TAVI group are summarized in Table 1.

Patient selection for Redo-TAVI: exclusion criteria

The presence of one or more of the following comorbidities was considered a contraindication for Redo-TAVI. Echocardiographically evidenced bicuspid aortic valve, noncalcified aortic stenosis, intracardiac thrombus, endocarditis, ejection fraction less than 20%, hypertrophic obstructive cardiomyopathy, untreated symptomatic coronary artery disease, myocardial infarction within less than 1 month and recent stroke.

Patient population redo surgical aortic valve replacement (Redo-AVR)

During the same period of time (January 2005 - May 2012) 167 consecutive patients with severe aortic stenosis and previous cardiac surgery underwent Redo-AVR. Of these 167 patients the mean logistic EuroSCORE was 17 ± 2% and the according STS risk score was 9 ± 2%. Demographics of propensity-matched patients in the Redo-AVR group are summarized in Table 1.

Propensity score analysis

The nonrandomness of procedure assignment was addressed by propensity matching to provide a more reliable assessment of outcomes based on procedure type. Logistic regression analysis was used to identify covariates among 11 baseline patient variables that were imbalanced in the 2 groups of interest (SPSS 11.0 for Windows; SPSS Inc, Chicago, Ill). Variables included age, sex, logistic European System for Cardiac Operative Risk Evaluation (EuroSCORE), STS risk score, preoperative left ventricular ejection fraction (LV-EF), chronic obstructive pulmonary disease (COPD), pulmonary hypertension, peripheral vascular disease, cerebrovascular disease, renal dysfunction, type of previous cardiac surgery procedure. By using the significant regression coefficients, a propensity score was calculated for each patient. The total population was ranked by propensity score, allowing selectively matched subgroups of 40 patients each. The short- and long-term outcomes of the patients were blinded during the matching process. Resulting matched patients were analyzed for differences in selected early and late outcomes.

Procedure: Redo-TAVI

Our institutional protocol for transapical TAVI has been previously described in details[14–16]. Briefly, all operations were performed in a specially equipped angiography suite that fulfils the standards of a hybrid operating room. A monoplane fluoroscopic angiography system (Axiom Sensis; Siemens, Munich, Germany) was used. Besides standard hemodynamic monitoring, transesophageal echocardiography and CPB were routinely available. A limited left anterolateral incision (5–7 cm), in the fifth intercostal space, was used to access the apex of the heart. A bipolar epicardial pacing wire was placed and tested. Two U stitches with Teflon felt pledgets using 3–0 Prolene polypropylene (Ethicon, Inc, Somerville, NJ) were placed in the apex of the left ventricle. They served as a purse string for linear closure of the left ventricle at the end of the procedure. Following balloon valvuloplasty all valve deployments were performed with standard volumetric inflation of the balloon. Fluoroscopy and transesophageal echo were used to guide the catheter across the native valve and direct deployment of the stent at the level of the annulus. During deployment, the heart was unloaded with rapid ventricular pacing. Valve function was immediately assessed by angiographic and echocardiographic visualization. Intercostal blockade was performed with ropivacaine. The pericardium was partially closed over the apex and a left lateral chest tube inserted. The incision was closed in a standard fashion.

Procedure: Redo-AVR

Our routine institutional protocol for patients with previous cardiac surgery includes dissection of the right axillary artery and placement of a guide wire in the right common femoral vein, prior to repeat sternotomy. Mediastinal structures were dissected and bypass grafts if present identified. After systemic heparinization the axillary artery was cannulated in the majority of Redo-AVR patients (n = 36/40, 90%). Venous cannulation was performed through the right atrial appendage. Cardiopulmonary bypass was initiated at moderate systemic hypothermia (32°C). Cardiac arrest was achieved by instillation of cardioplegic solution into the aortic root and/or retrograde through a cardioplegic catheter placed in the coronary sinus. If present, the patent left internal thoracic artery bypass graft was dissected and occluded during cross clamp time. A left ventricular vent was placed most commonly through the superior right pulmonary vein.

The stenotic native aortic valve or degenerated aortic prosthesis was excised and aortic valve replaced in a standard fashion. A biologic prosthesis was used in all patients with a mean size of 24 ± 2 mm (range, 19 to 27 mm).

Data analysis

Data are presented as frequency distributions and percentages. All continuous data are expressed as means ± standard deviation. Categoric data are expressed as counts and proportions. Comparisons were done with paired, 2-tailed t test for means of normally distributed continuous variables and the Wilcoxon rank sum test for skewed data. Fisher exact or χ² test was used to analyze differences among categoric data. For long-term survival, Kaplan-Meier estimates were calculated and compared using the log-rang test. Statistical analysis of data was conducted with the SPSS system for statistics (SPSS 11.0 for Windows, SPSS Inc).

Results

Surgical data

In both groups, all cases were performed as elective procedures. Duration of procedure was significantly lower in the Redo-TAVI group (106 ± 53 vs. 332.5 ± 120 min; p = 0.01). One patient (3%) in the Redo-TAVI group required temporary CPB support because of hemodynamic instability after completion of Redo-TAVI procedure. Two further patients (5%) in the Redo-TAVI group received percutaneous coronary angioplasty. Table 2 summarizes procedural characteristics of both groups.

Table 2 Procedural characteristics of the propensity-matched patients of the Redo-TAVI and Redo-AVR group

Post-operative course and early outcomes

The clinical course of both groups is detailed in Table 3. Postoperative chest tube drainage was significantly lower in the Redo-TAVI group at 24 hours (mean 163 ± 214 vs. mean 562 ± 332 ml/24 h; p = 0.02). We detected a decreased need of transfusion rate of allogenic blood products, including packed red blood cell concentrates (1 ± 1 U vs. 6 ± 6 U; p = 0.04), fresh-frozen plasma (1 ± 1 U vs. 4 ± 3 U; p = 0.05) and platelet concentrates (0 U vs. 4 ± 1 U; p = 0.01) in the Redo-TAVI group. Accordingly the need of reexploration for bleeding was decreased in the Redo-TAVI group (3% vs. 17%; p = 0.05). In patients with Redo-TAVI, ventilation time (p = 0.04) and intensive care unit stay (p = 0.03) were lower as compared to the Redo-AVR group. Implantation of a permanent pacemaker due to atrioventricular block was not necessary in the Redo TAVI group. In contrast 3 patients required permanent pacemaker implantation following Redo-AVR (8%; p = 0.31).Permanent neurologic deficits including stroke and intracranial bleeding were detected with an incidence of 13% (n = 5) in the Redo-AVR group while no such major neurologic events occurred in the Redo-TAVI group (p = 0.04). There was a trend towards a decreased 30 day mortality following Redo-TAVI (p = 0.06). The incidence of major adverse events including death and permanent neurologic complications within 30 days postoperatively reached statistical significance between the two groups and is depicted in Figure 1.

Table 3 The detailed clinical postoperative course of the propensity-matched patients of the Redo-TAVI and Redo-AVR group

Figure 1

Time to event curves for early survival (A), early freedom from permanent neurologic complications (B) and early freedom from adverse events (C). Events were calculated with the use of Kaplan Meier methods. Redo-TAVI denotes transcatheter based aortic valve implantation after previous cardiac surgery and Redo-AVR surgical aortic valve replacement after previous cardiac surgery.

Late follow up

During late follow up 7 patients in the Redo-TAVI group and 5 patients (p > 0.99) in the Redo-AVR group died. The causes of late death in the transapical group were sepsis (n: 3), cancer (n: 3) and unknown (n: 1). In the surgical group 2 patients died for unknown reasons 13 and 31 months postoperatively. Two further patients of Redo-AVR group died due to pneumonia and consequent respiratory failure and one patient died due to pulmonary malignoma. Actuarial survival rates for all patients are illustrated in Figure 2. Kaplan Meier survival estimates at 4 years were 73 ± 4% for Redo-AVR patients and 75 ± 3% (p = 0.56) for the Redo-TAVI group.While 1 patient (3%) from Redo-AVR suffered a permanent neurologic complication during the follow-up time, late stroke was absent in the Redo-TAVI group (p > 0.99). Overall none of the patients in the Redo-TAVI group suffered a stroke up to 4 years after valve implantation (Figure 2). Kaplan Meier analysis of major adverse events showed a significantly lower incidence at 4 year follow up for the transcatheter group (n: 10, 25%) compared to the surgical group (n: 17, 43%; p = 0.01).

Figure 2

Time to event curves for late survival (A), late freedom from permanent neurologic events (B) and freedom from adverse events (C). Events were calculated with the use of Kaplan Meier methods. Redo-TAVI denotes transcatheter based aortic valve implantation after previous cardiac surgery and Redo-AVR surgical aortic valve replacement after previous cardiac surgery.

A summary of echocardiographic results at late follow up can be found in Table 4. Briefly, late echocardiographic follow-up data revealed good valve function with low transvalvular gradients in both groups. Ventricular function was stable in both groups. Major difference between the two groups was the presence of mild to moderate paravalvular leakage in 33% of Redo-TAVI patients, while this finding was absent in the Redo-AVR group (p = 0.001). Interestingly, none of the 7 Redo-TAVI patients who underwent a valve in a valve procedure revealed paravalvular leakage in echocardiographic follow-up. During follow-up there were no cases of endocarditis or structural valve degeneration in either group.

Table 4 Echocardiographic data at late follow-up in patients underwent Redo-TAVI and Redo-AVR

Discussion

There is no doubt that cardiac surgery is facing the challenge of increasing patient age and comorbidities, both of which lead to a higher perioperative risk profile[17]. Transcatheter based aortic valve implantation is evolving rapidly and provides a reliable and attractive alternative to the established gold standard of classic AVR in patients with severe comorbidities carrying an unacceptably high perioperative risk[5]. The aim of the current study was to compare outcome of patients with previous cardiac surgery undergoing transapical aortic valve implantation (Redo-TAVI) to those undergoing classic aortic valve replacement (Redo-AVR) by using propensity analysis.

The analysis of postoperative data regarding mortality revealed differences inherent in the two treatment options. Regarding early operative outcomes, there was a trend towards a higher 30 day mortality following Redo-AVR as compared to Redo-TAVI patients (p = 0.06). Challenging technical issues during redo surgery increase the surgical trauma which may lead to a complicated postoperative course and reported 30 day mortality following Redo-AVR to be as high as 20% depending on the preoperative risk profile of the investigated patient cohort[5, 7, 18–20]. Vohra et al. reported a 30 day mortality of 8% in 104 patients undergoing Redo-AVR[1]. Similar results were observed by Dobrilovic and colleagues, with a reported mortality of 6% in a series of 132 patients undergoing Redo-AVR[21]. On the other hand the results of a subgroup analysis in the PARTNER trial revealed an early mortality of 19% for patients who underwent AVR after previous CABG[5]. Although experienced surgeons would find early mortality following Redo-AVR of 16% too high, our observed 30 day mortality within the Redo-AVR group seems to be in line with data reported in previous series[1, 5, 7, 18–21]. For the Redo-TAVI group our results with respect to 30 day mortality can be considered good as compared to the literature. D’Onofrio and colleagues reported in a recent publication about a 30 day mortality of 7% in 110 patients undergoing TAVI after previous cardiac surgery[2]. Walther and colleagues reported a 30 day mortality of 12% in a series of 25 high risk patients undergoing TAVI due to symptomatic aortic valve stenosis after previous cardiac surgical interventions[22].

Besides early mortality permanent neurologic deficit remain a concern in high risk patients with a history of previous cardiac surgery. Transcatheter based aortic valve implantation as analyzed, via the transapical approach, for the purpose of the current study may substantially reduce or even abandon this devastating complication as evidenced in a 0% stroke rate in our series. In the open surgical group a significantly higher rate of permanent postoperative neurologic events were observed (13%; p = 0.04). Stortecky and colleagues assessed in a recent publication the perioperative clinical outcome of patients undergoing Redo-AVR or Redo-TAVI in a retrospective comparative study of two randomly selected, non matched subgroups of 40 patients each[20]. In their series they demonstrated a lower incidence of stroke in the Redo-TAVI group. However this difference didn’t reach statistical significance. The reported incidence of stroke in their series was 3% (n = 1). Such a low rate of permanent neurologic complications is in accordance with previously published data reporting an incidence of stroke of 0 to 1% after Redo-TAVI[2, 7]. Similarly to our data Ducroq et al. explored the early and mid-term outcome of 54 patients undergoing TAVI after previous CABG reporting excelent results with an early stroke rate of 0%[7]. The improvement of the incidence of permanent neurologic complications with a perioperative risk of close to 0% certainly represents a powerful advantage of this evolving approach.

In general, surgical trauma is reduced due to the less invasive nature of TAVI as pictured by elimination of the need for mediastinal reentry, extensive adhesiolysis, and the abolishment of extracorporal circulation. Statistically this reduced surgical trauma is reflected in lower postoperative chest tube drainage and a lower transfusion rate of allogenic blood products in the Redo-TAVI group. Similar results were observed by Strotecky and colleagues, with a reported significantly lower requirement of blood components per patients in the Redo-TAVI group compared to Redo-AVR[20].

Due to steadily increasing patient age and life expectancy we learned from previous studies that even in octogenarians not only early operative outcomes but also mid-term and late follow up data are crucial to adequately compare TAVI to classic AVR[16]. During late follow-up, both groups were similar with respect to mortality and new onset of neurologic events. Evaluation of the actuarial survival after a mean follow up of 4 ± 2 years reveals comparable results regarding survival rate between the two groups (75% vs. 73%, p = 0.56). In contrast the incidence of major cerebrovascular events at 4 year follow up was higher in the Redo-AVR group (15% vs. 0%, p = 0.03). As a major finding of our study, we identified the difference regarding the incidence of major adverse events, including death and major neurologic complications (25% vs. 43%, p = 0.01).

Echocardiographic data at 4 years revealed similar results with respect to left ventricular function, aortic valve orifice area, and transvalvular gradients for both groups. Thirteen Redo-TAVI patients (33%) demonstrated mild to moderate paravalvular insufficiency, while no patient in the Redo-AVR group showed any paravalvular regurgitation (p = 0.001). The observed rate of paravalvular leakage is in accordance with previously published data[16, 20]. Results recently published from the PARTNER trial investigator group showed that the presence of paravalvular leakage was associated with increased late mortality[6]. In our series we could not find such a correlation, probably due to the small number of patients investigated in the current study[6]. Interestingly, in our series none of the 7 patients (18%) in the Redo-TAVI group, who underwent valve in a valve procedure revealed paravalvular leakage. This may be related to the additional safety net of an existing aortic bioprosthesis, which prevents the risk of annular rupture and allows a more aggressive valve deployment. Another survival benefit of Redo-TAVI patients may be due to the presence of patent CABG-grafts which precludes the risk of coronary obstruction following valve implantation. Nonetheless efforts to reduce the rate of paravalvular leakage following TAVI with specific treatment options or device features in second generation treatment valves are currently being evaluated[23–26].

The encouraging findings in patients undergoing transcatheter based aortic valve implantations in previous series have facilitated the ongoing investigation of patients with a lower risk profile in the PARTNER II trial. We are convinced that future guidelines for the proper patient selection for TAVI should not only consider patient age and comorbidities bad also technical details such as the presence of previous cardiac surgical interventions.

Conclusions

In conclusion, our data support outcomes reported in the literature following Redo-AVR to treat valvular aortic stenosis in high-risk patients with history of previous cardiac surgery. The encouraging results regarding early and long-term outcomes following TAVI in patients with previous cardiac surgery show, that this evolving approach may be particularly beneficial in this patient cohort.